-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LurgvO2poE0hGENXr52E1N0rFZcD512cI7xmm94eX2n5bDjQl35dsnAvP2xNQvoW jJF8Wx1z3z6i4/PqA0yf9A== 0000897101-05-002483.txt : 20051123 0000897101-05-002483.hdr.sgml : 20051123 20051123155732 ACCESSION NUMBER: 0000897101-05-002483 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20051123 DATE AS OF CHANGE: 20051123 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORK DAVID P CENTRAL INDEX KEY: 0001179235 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 7634768271 MAIL ADDRESS: STREET 1: 14505 21ST AVENUE N 220 CITY: MINNEAPOLIS STATE: MN ZIP: 55447 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SCANNER TECHNOLOGIES CORP CENTRAL INDEX KEY: 0000217222 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 850169650 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-18846 FILM NUMBER: 051225010 BUSINESS ADDRESS: STREET 1: 4665 SOUTH ASH AVENUE STREET 2: STE G-20 CITY: TEMPE STATE: AZ ZIP: 85282 BUSINESS PHONE: 4807773793 MAIL ADDRESS: STREET 1: 4665 SOUTH ASH AVENUE STREET 2: STE G-20 CITY: TEMPE STATE: AZ ZIP: 85282 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST CAPITAL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NEW MEXICO EDUCATORS INVESTMENT CORP DATE OF NAME CHANGE: 19761111 SC 13D/A 1 scanner054802_sc13da-mork.txt AMENDMENT NO. 1 TO SC 13D FOR DAVID P. MORK SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* --- Scanner Technologies Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 80603Q 10 5 - -------------------------------------------------------------------------------- (CUSIP Number) David P. Mork 14505 21st Avenue N., #220 Minneapolis, MN 55447 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 2, 2005 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. [ ] NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages - ------------------------ ----------------------- CUSIP NO. 80603Q 10 5 13D PAGE 2 OF 5 PAGES - ------------------------ ----------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) David P. Mork - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (SEE INSTRUCTIONS) (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) N/A - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 801,660 shares (includes 70,310 shares which OWNED BY may be purchased upon exercise of a currently EACH exercisable warrant and 300,000 shares which REPORTING may be purchased upon exercise of an option PERSON exercisable in 60 days) WITH ------------------------------------------------------ 8 SHARED VOTING POWER 0 ------------------------------------------------------ 9 SOLE DISPOSITIVE POWER 801,660 shares (includes 70,310 shares which may be purchased upon exercise of a currently exercisable warrant and 300,000 shares which may be purchased upon exercise of an option exercisable in 60 days) ------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 801,660 shares (includes 70,310 shares which may be purchased upon exercise of a currently exercisable warrant and 300,000 shares which may be purchased upon exercise of an option exercisable in 60 days) - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.4% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- Item 1. Security and Issuer. ------------------- No change. Item 2. Identity and Background. ----------------------- (a) - (f) No change. Item 3. Source and Amount of Funds or Other Consideration. ------------------------------------------------- Not applicable. Item 4. Purpose of Transaction. ---------------------- This section is amended and supplemented to add the following: This amendment is being filed solely to report an increase of shares of Common Stock held by the Reporting Person due to the Reporting Person's right to acquire an additional 225,000 shares pursuant to the exercise of options which are exercisable or shall become exercisable within sixty days of the date hereof. On September 26, 2005, a seven-year option to purchase 200,000 shares at $0.45 per share was granted to the Reporting Person, which option was immediately exercisable to the extent of 100,000 shares and becomes exercisable to the extent of 100,000 shares on January 1, 2006; however, all such option shares are exercisable within sixty days of the date of this amendment. In addition, on July 30, 2005, an additional 25,000 shares became exercisable upon exercise of an option to purchase 100,000 shares at $1.20 per share which was granted to the Reporting on January 30, 2004. Item 5. Interest in Securities of the Issuer. ------------------------------------ The reporting person beneficially owns an aggregate of 801,660 shares of Common Stock of the Issuer, representing 6.4% of the outstanding shares of Common Stock of the Issuer. Of such shares, 431,350 are held directly by the reporting person, 70,310 are obtainable upon exercise of a warrant which is currently exercisable and 300,000 shares are obtainable upon exercise of options which are exercisable within sixty days from the date of this Schedule 13D. The Reporting Person has sole voting and dispositive power over all of the Common Stock and rights to acquire Common Stock currently owned by him. Except as described in Item 4 above, the Reporting Person has not engaged in any transaction during the past 60 days in any securities of the Issuer. Page 3 of 5 Item 6. Contracts, Arrangements, Understandings or Relationships With ------------------------------------------------------------- Respect to Securities of the Issuer. ----------------------------------- The Issuer and the reporting person entered into option agreements dated January 30, 2004 and September 26, 2005, which option agreements are identical to the standard form of agreement between the Issuer and optionees receiving stock options under the 2004 Equity Incentive Plan. Item 7. Material to be Filed as Exhibits. -------------------------------- None. Page 4 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 23, 2005. /s/ David P. Mork ----------------------------- David P. Mork Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----